Informed Consent, Alternatives and Risks of Transfusion |


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Informing The Patient And Obtaining Consent For Transfusion
There are two major legal issues pertaining to the clinical aspects of blood transfusion:
- Avoidance of transfusions that are not medically indicated
- Documentation in the medical chart that there is a valid indication for transfusion
Prior to the mid 1980s, a signed informed consent specific for blood transfusion was rarely obtained. Instead, hospitals took the position that informed consent for blood transfusion was implicitly granted when a patient agreed to undergo a medical or surgical procedure or even to be admitted to the hospital. This interpretation of adequate consent for transfusion began to be questioned in the mid 1980s with the recognition of transfusion associated AIDS.
After the advent of AIDS, transfusion was perceived as carrying an excessive risk relative to other medical events. Even though this perception was not supported by fact, arguments for obtaining specific patient consent for transfusion gained momentum. Based on these arguments, the American Association of Blood Banks in 1986 recommended that "Patients who receive nonemergent transfusions be informed of the risks and benefits of blood and blood products and consent to their use". Informed consent for transfusion is a standard for accreditation required by the Joint Commission on Accreditation of Healthcare Organizations (JCAHO). Such consent can either be documented by a progress note in the medical chart, a signed consent form, or both. Over the ensuing years, an increasing number of hospitals have instituted the use of specific informed consent forms for blood transfusion.
Informed consent should be obtained prior to all blood and blood product transfusions, except in emergency situations. If a patient is incompetent by age or mental status, and if the patient's wishes regarding transfusion are not known, consent should be sought from the parent or legal guardian.
In order to be legally valid, the following elements of informed consent must be present:
- The patient must be competent.
- The treating physician, or the treating team, who decides that the transfusion is necessary is the only person(s) who may obtain the consent.
- The physician must explain the procedure in terms and language that the patient understands.
- The patient should be informed of common risks and serious uncommon risks of transfusion, potential benefits of transfusion, alternatives to transfusion and risks of declining transfusion.
- The patient must have the opportunity to ask questions.
- The patient must have the opportunity to make an uncoerced choice.
- The physician should document the discussion.
When applicable, the consent and discussion should occur well in advance of any elective procedure, so that alternatives may be obtained if the patient desires. Alternatives to allogeneic transfusion include:
- Autologous donation
- Directed donation
- Blood conservation techniques
- Erythropoietin and iron therapy
A discussion of risks should weigh the risks of receiving the transfusion against the risk of withholding transfusion for each individual patient. Today, the blood supply is extremely safe due to extensive donor screening and laboratory testing. However, a small number of transfused patients experience adverse transfusion reactions. An adverse reaction is defined as any unfavorable event that occurs during or after a transfusion. The cellular or fluid portions of the blood, anticoagulant-preservative solution, metabolic by-products, and circulating or contaminant microorganisms may cause adverse reactions. The estimated risks and etiologies of the most common transfusion reactions are listed below. Risk is expressed per unit of transfused blood rather than per patient. In this way, a patient's actual risk can more accurately be estimated by multiplying the per unit risk times the number of units transfused.
Immunologic Risks
Reaction |
Etiology |
#Cases per Unit Transfused |
Urticaria |
Ab to donor proteins |
1:4000 |
Anaphylaxis |
Ab to donor IgA |
1:50,000 |
Febrile |
Ab to donor WBCs |
1:200 |
Chills |
Ab to donor WBCs |
1:1,000 |
TRALI |
Ab to recipient WBCs |
1:5,000 |
Wrong patient transfused |
Human error |
1:38,000 |
Hemolytic, acute |
Ab to donor RBCs |
1:25,000 |
Hemolytic, fatal |
ABO incompatibility |
1:1,800,000 |
Hemolytic, delayed |
Ab to donor RBCs |
1:1000 |
Alloimmunization |
Ab to donor cells |
1:100 |
Graft vs Host Disease |
HLA incompatibility |
1:400,000 |
Approximately 1 in 38,000 red cell units is transfused to the wrong patient. ABO errors cause more transfusion related fatalities than HCV or HIV-1. The only way to prevent these errors from happening is meticulous attention to the patient identification protocol and the introduction of technological advances such as bar coded wristbands.
Hepatitis C and HIV-1 viruses have been almost completely eliminated from the blood supply. These improvements have occurred largely through more comprehensive donor history screening, technological advances in infectious disease testing, and development of virus inactivation techniques for coagulation factor concentrates. Since the risks of transfusion transmitted infection are currently very low, it is difficult to accurately quantitate them. Consequently, risk estimates have been obtained with mathematical modeling techniques applied to data sets obtained from infectious disease testing of blood donors or follow-up investigations of selected transfusion recipients. The current risks of transfusion transmitted infection, expressed per unit of blood received, are given in the following table.
Transfusion Risk Of Viral Transmission
Infection |
Per Unit Risk Estimate |
HIV |
1 in 2,000,000 |
HTLV-I/II |
1 in 2,990,000 |
HBV |
1 in 205,000 |
HCV |
1 in 2,000,000 |
Malaria |
1 in 4,000,000 |
Bacterial contamination of platelets |
1 in 1000 |
For the most important transfusion transmissible agents, Human Immunodeficiency Virus (HIV) and Hepatitis C virus (HCV), the per unit risk is the same for each type of blood component transfused (i.e. red cells, platelets, FFP, cryoprecipitate). In contrast, for Human T cell Lymphotropic Virus Types I and II (HTLV-I/II) there is no risk of transmission from non-cellular blood products such as FFP or cryoprecipitate, since HTLV is highly leukocyte-associated.
It is unlikely that transfusion transmitted diseases will ever be completely eliminated for the following reasons:
- Some high risk individuals continue to donate
- Infected donors may be asymptomatic
- Tests are not 100% sensitive
- Human errors cannot be completely eliminated
A serological test may not become positive during the early stages of infection, known as the window period. For example, an individual exposed to HIV will not have a detectable viral load for at least 12 days following infection and antibody will not be detectable for 25 to 30 days. If an individual were to donate blood during this window period, their transfused blood components would be capable of transmitting HIV infection.
Recently, there has been renewed concern about the risk of transmitting bacterial infection by blood transfusion. It is known that septic transfusion reactions are more frequent with transfused platelet concentrates than with red cells. Platelets are stored for up to five days at room temperature and provide a better growth media for bacteria than do refrigerated red cells. Data indicate that fatal transfusion reactions due to bacterial sepsis occur at a rate of less than 1 in a million. It is more difficult to assess the rate of significant morbidity from bacterially infected units. Although laboratory data indicate that bacteria can be cultured from 1 in 1000 platelet concentrates, the significance of these findings is unclear. It is not known if small amounts of transfused bacteria cause recipient morbidity. To decrease this risk, the American Association of Blood Banks has determined that blood centers must implement a method to limit or detect bacteria in all platelet products by March 1, 2004.
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